The Capital Market and Financial Assets Affairs Department is one of the important affairs departments of Huatai General Office. Its purpose is to use this department as a link and team cooperation as the cornerstone to systematically integrate Huatai General Office, its branches, and colleagues' deep customer relationships and resources, and jointly open a new chapter in the capital market and financial assets. Focusing on banking, insurance, treasury bond, non securities funds, securities and other related businesses in view of the trend of financial regulation in the new situation; In response to difficult and hot issues in financial litigation cases, timely interpretation of new regulations, compliance with the financial regulatory situation, and continuous upgrading of legal services; Simultaneously interpreting the new regulations on online lending from multiple perspectives, innovating mutual financial legal services, and forming many innovative legal service products to better meet the needs of various customers.

◎ The Shanghai Financial Court is hearing the case of China CITIC Securities Co., Ltd. v. Guangzhou Zipin Information Storage Technology Co., Ltd. and 48 other units for fraudulent listing and dispute recovery rights

◎ Supreme Court Adjudicates Futures Dispute Case of Beijing Futures Exchange

◎ The Supreme Court is hearing the Tianjin Futures Exchange futures dispute case

◎ The Supreme Court is hearing the futures dispute case of China International Futures Brokerage Co., Ltd

◎ The Supreme Court is hearing the case of Zhejiang Jinma Futures Brokerage Co., Ltd. v. the famous Suzhou Futures Exchange over the "Red Bean Dispute"

◎ The Supreme Court is hearing the futures dispute case between Suzhou Material Trading Company and Zhejiang Huanya Company

◎ The Supreme Court is hearing the case of the Securities Entrustment Supervision Contract of Hongyuan Securities Co., Ltd

◎ The Supreme Court is hearing the case of Northwest Securities Co., Ltd.'s entrusted wealth management dispute

◎ Guotai Junan Securities Co., Ltd. Securities Repurchase

◎ Southern Securities Co., Ltd. Securities Repurchase

◎ Guangfa Securities Co., Ltd. Securities Repurchase

◎ Shenzhen SEG Finance Company Securities Repurchase

◎ Shenzhen Development Bank goes public

◎ Wanxiang Corporation goes public

◎ Yagor Co., Ltd. goes public

◎ Xinjiang Yilite Industrial Co., Ltd. is listed

◎ Xiangtan Electric Machinery Co., Ltd. is listed

◎ Thompson Education Group is listed on the New York Stock Exchange

◎ China Telecom Corporation Limited is listed on the Hong Kong Stock Exchange

◎ Saidi Consulting Company is listed on the Hong Kong Growth Enterprise Market

◎ Hong Kong Ruidong Group is restructured and listed on the Hong Kong Stock Exchange

◎ Tianjin Teda Biomedical Engineering is listed on the Hong Kong Stock Exchange

◎ Yiqiu Metal Resource Recycling (China) Co., Ltd. Non publicly issued stocks

◎ Aerospace Science and Industry System True Technology (Beijing) Co., Ltd. increases registered capital

◎ Jingguang Industrial Co., Ltd. provides financing legal services for the development and construction of Guangzhou International Plaza

◎ Changsha Jinzhou New City Development and Construction Investment Co., Ltd.'s third phase debt financing in 2020

◎ Beijing Qingchang Electric Power Technology Co., Ltd. Financial Leasing

◎ Changsha Jinzhou New City Development and Construction Investment Co., Ltd.'s third phase debt financing in 2020

◎ Beijing Qingchang Electric Power Technology Co., Ltd. Financial Leasing

◎ Tiejia Financial Leasing (Tianjin) Co., Ltd. and Shanghai Huarui Bank Co., Ltd. carry out financial leasing business

◎ Registration of Private Fund Manager of Beijing Sunshine Ansheng Investment Fund Management Co., Ltd

◎ Registration of Private Fund Manager of Yuede Wealth Investment Management (Beijing) Co., Ltd

◎ Registration of Private Fund Manager of Panen (Beijing) Investment Management Co., Ltd

◎ Registration of Private Fund Manager of Taozhe (Shanghai) Investment Management Co., Ltd

◎ Registration of Private Fund Manager of Shanghai Boxin Equity Investment Fund Management Co., Ltd

◎ China Supply and Marketing Group Co., Ltd. issues bonds

◎ Beijing Capital Highway Development Group Co., Ltd. issues bonds

◎ HNA Logistics Group Co., Ltd. issues bonds

◎ Hengtai Securities Co., Ltd. issues bonds

◎ China Bond Information Service Co., Ltd. issues bonds

◎ Shanghai Bond Information Technology Co., Ltd. issues bonds

◎ Shanghai Huazhen Equity Investment Fund Management Co., Ltd. issues bonds

◎ Luoyang Longfeng Construction Investment Co., Ltd. issues bonds

◎ Ordos Huayan Investment Group Co., Ltd. raises bonds

◎ Guizhou Qianfeng State owned Capital Investment and Construction Co., Ltd. issues special bonds

◎ Wuxi Shuofang Economic Development Co., Ltd. Non publicly issued 2016 corporate bonds

◎ Hunan Youzhou Investment Development Group Co., Ltd. Non publicly issues corporate bonds

◎ Liling High tech Industry Development Group Co., Ltd. issues special enterprise bonds for the construction of new urbanization in county towns